Compliance Officer Job at BANK ABC, Delaware State

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  • BANK ABC
  • Delaware State

Job Description

Description de l'annonce:

Bank ABC is reinforcing its Compliance Department with the recruitment of a Compliance Officer.

The Compliance Officer will be responsible for ensuring that all corporate processes and procedures comply with the local regulations as well as they comply with internal policies & procedures.

I - Principal Responsibilities

1. Participate in the development of a Compliance function covering bank wide compliance risks and addressing amongst others:

•  Financial Crime Risk Assessment

•  Compliance Risk assessment & follow-up of regulatory change

•  Anti-bribery & Corruption Risk Assessment

•  FATCA Reporting

•  Preparation of Compliance reporting including KRIs

2. Policy and operational standards:

•  Ensure that all key aspects of policy and standards as approved by the Board are effectively communicated, reviewed, with clear ownership and accountability.

•  Participate in the procedure implementation & update of Manual of Compliance Procedure

3.Operational:

•  Initiate and manage investigations into possible breaches of policy and standards.

•  Participate in the implementation of an appropriate Compliance Monitoring, Assurance and Testing plan.

•  Manage the alerts of Screening & Monitoring systems.

•  Detection of suspicious & unusual activities.

•  Review of Customer due diligences files related to new and legacy clients.

II - Job Requirements:

1.  Academic Background:

Bachelor’s degree in a relevant field, a master’s degree is a plus.

2.  Languages:

French & English proficiency.

3.  Experience:

Minimum 2 years in a similar position in the banking sector is preferred.

4.  Knowledge:

An understanding of bank products & services.

5.  Personal Attributes

Teamwork spirit.

Integrity & Honesty.

Organized & meticulous.

Time & stress management. 

Bank ABC is an equal opportunity employer.

Job Tags

Temporary work, Local area,

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